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13641 159Th St N, Jupiter, FL 33478 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-18 |
| FL | RA | APPROVED | 2015-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Miami Beach | FL | 05/2014 | 12/2017 |
| Fortuna Investors Llc | Miami Beach | FL | 07/2014 | Present |
1) FOSPE Inc; Vice President,Treasurer, & Officer ; Investment related: No; 1050 4th Street, Miami Beach, FL 33139; Charitable foundation in support of local elementary school; Fundraise for local elementary school initiatives, oversee the books; 2020-01-28; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; 2) VKM Sidecar LLC; Manager; Investment related: No; 1529 Alton Road, Ste 619, Miami Beach 33139; VKM Sidecar LLC is the entity Vedant Mimani is paid by Fortuna Investors for services rendered and reimbursed for related expenses; 2013-01-22; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 2;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-13 |
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