Nikolas Adell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-26
FL	RA	APPROVED	2021-06-23
CA	RA	APPROVED	2004-09-03

TX RA
APPROVED_RES

Since 2022-09-26
FL RA
APPROVED

Since 2021-06-23
CA RA
APPROVED

Since 2004-09-03

Branch Locations

Anna Maria, FL • United States

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Beverly Hills	CA	09/2004	Present

09/2004 → Present

Ubs Financial Services Inc.

Beverly Hills, CA

Previous Registrations

2003-07-01 → 2004-09-20

Wells Fargo Clearing Services, Llc

Rolling Hills Estates, CA
1998-10-26 → 2003-07-01

Prudential Equity Group, Llc

Long Beach, CA

Other Businesses

1) TNA PRODUCTIONS(TIFFANYNIKADELL) / 235 MAIN STREET #321 VENICE,CALIFORNIA 90291 / COMPANY/ REAL ESTATE / RENTALS / OTHER / OWNER / OVERSEEING RENTAL COMPANY / START DATE 5/1/2014 2) AMI Beach House LLC/Company/ Principal Business Activity - vacation rentals/Role -Partner/Duty - Invest money & help renovate to rent property./Comp -No 3) 219 Periwinkle Plz LLC, Anna MariaFlorida United States-34216, Company, Real Estate, vacation rentals, Partner, Invest money & help renovate to rent property, start date-3/2/2020, Investment related-Yes.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-14
S63	Uniform Securities Agent State Law Examination	1998-08-28

S65 Uniform Investment Adviser Law Examination

1998-09-14
S63 Uniform Securities Agent State Law Examination

1998-08-28

Other Names

Nik Adell

View on SEC IAPD