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Inactive

Scott Christopher Stephens

Bakeravenue

Southlake, TX

San Francisco, CA

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Current Employers
Bakeravenue

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-02-23
TX RA APPROVED 2009-02-02
  • FL RA
    APPROVED
    Since 2017-02-23
  • TX RA
    APPROVED
    Since 2009-02-02

Branch Locations

550 Reserve St Ste 210, Southlake, TX 76092 • United States

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baker Avenue Asset Management, Lp San Francisco CA 01/2009 Present
  • 01/2009 → Present
    Baker Avenue Asset Management, Lp
    San Francisco, CA
Previous Registrations
  • 2001-02-23 → 2009-02-04
    Strategic Advisers Llc
    Westlake, TX
  • 2001-04-27 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Merrimack, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-28
S63 Uniform Securities Agent State Law Examination 1996-10-15
  • S65 Uniform Investment Adviser Law Examination
    1998-04-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-15
Other Names
  • Scott C Stephens

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

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