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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-09-08
  • TX RA
    APPROVED_RES
    Since 2004-09-08

Branch Locations

One Bryant Park Gbam - Global Ficc - Mbam - Public Municipal Mkts, New York, NY 10036 • United States

101 E Kennedy Blvd Gbam - Global Ficc - Mbam - Public Municipal Mkts, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 06/1996 Present
Bofa Securities, Inc. Tampa FL 04/2019 Present
Other Businesses

I*127050 For profit or not for profit: Non-Profit Organization Name of outside business organization: First Tee of Tampa Bay Investment related: N Address of business: Tampa, Florida 33610 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/13/2019 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: The First Tee of Tampa Bay Advisory Board is designed to offer guidance, long-term planning and financial support. Advisory Board members have many responsibilities including attending bi-monthly Advisory Board meetings, securing a Give and/or Get I*1485261 For profit or not for profit: Entity For Profit Name of outside business organization: Bison 1 LLC Investment related: N Address of business: Tampa, Florida, 33606, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/7/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , personal investment vehicle

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-29
  • S63 Uniform Securities Agent State Law Examination
    1996-08-29
Other Names
  • Kevin Wenk
  • Kevin Bradley Wenk

View on SEC IAPD

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