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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 06/1996 | Present |
| Bofa Securities, Inc. | Tampa | FL | 04/2019 | Present |
I*127050 For profit or not for profit: Non-Profit Organization Name of outside business organization: First Tee of Tampa Bay Investment related: N Address of business: Tampa, Florida 33610 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/13/2019 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: The First Tee of Tampa Bay Advisory Board is designed to offer guidance, long-term planning and financial support. Advisory Board members have many responsibilities including attending bi-monthly Advisory Board meetings, securing a Give and/or Get I*1485261 For profit or not for profit: Entity For Profit Name of outside business organization: Bison 1 LLC Investment related: N Address of business: Tampa, Florida, 33606, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/7/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , personal investment vehicle
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-29 |
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