Theodore Rossi

Current Employers

Opes Wealth Management, Llc

535 Middlefield Road Suite 160, Menlo Park, CA 94025 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-02-04

CA RA
APPROVED

Since 2019-02-04

Branch Locations

535 Middlefield Road Suite 160, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Opes Wealth Management Llc	Menlo Park	CA	01/2019	Present
Opes Advisors, Inc.	Palo Alto	CA	09/2008	12/2018

01/2019 → Present

Opes Wealth Management Llc

Menlo Park, CA
09/2008 → 12/2018

Opes Advisors, Inc.

Palo Alto, CA

Previous Registrations

2009-05-21 → 2017-06-08

Opes Advisors, Inc.

Cupertino, CA

Other Businesses

Sage Financial Services, Inc.; Investment related; 750 Menlo Avenue #250 A19 Menlo Park, CA 94025; Mortgage banking; CEO/CFO; 9/1999; 20 hours a week during trading hours; general mortgage sales and mortgage management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-05-20

S65 Uniform Investment Adviser Law Examination

2009-05-20

View on SEC IAPD

Current Employers

Opes Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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