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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-02-03 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
301 Grant Street Floor 10, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Bank Of New York Mellon Corp | Pittsburgh | PA | 06/2003 | 04/2019 |
| Jpmorgan Chase Bank, N.A. | Pittsburgh | PA | 05/2019 | Present |
| J.P. Morgan Securities Llc | Pittsburgh | PA | 05/2019 | Present |
Entity Name: Three Forks, LP Investment related: No Address: 5524 Pittsburgh PA Nature of the other business: This is a partnership established by my wife (Abigail R. Foster) and me about 8 years ago to serve as a vehicle for the two of us to make private investments Position/Title/Relationship: Investor Start Date: 01 Jan 2010 Approximate # of hours a month: 0.5 Approximate # of hours during securities hours: 0 Briefly describe your duties: Shared responsibility with my wife for investments we make together in this entity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-21 |
| S66 | Uniform Combined State Law Examination | 2003-04-23 |
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