Rosemarie Roth Robinson

Current Employers

Employment History

• 05/2019 → Present
  Kestra Advisory Services, Llc
  Encino, CA
• 05/2006 → Present
  Kestra Investment Services, Llc
  Encino, CA

Other Businesses

Business Name: Roth & Robinson Insurance Services Inc. Investment Related: No Address: 6345 Balboa Blvd. #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 1/1/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: administrative Business Name: Rental Property Investment Related: No Address: 37668 Shoreline Place Bass Lake CA 93604 Nature of Business: Real Estate Position, Title or Relationship: The title is under my husband an myself Start Date: 7/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: This is Personal property- a vacation home.. we rent out when we're not using it Business Name: FMS Financial Partners, Inc. Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Registered Field Assistant; Insurance Position, Title or Relationship: I am an assistant to Leonard Roth Start Date: 1/1/1991 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I help manage his clients, appointments, forms, processing, service, etc. Business Name: HATHWAY RENTAL LLC POSITION: Owner with my husband NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/03/2021 ADDRESS: 291 Hathway Avenue, San Luis Obispo CA 93410 DESCRIPTION: Property management Business Name: TERRENCE & ROSEMARIE ROBINSON TRUST POSITION: Trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/26/2016 ADDRESS: 24234 Reyes Adobe Way, Valencia CA 91354 DESCRIPTION: Trustee Business Name: SHORELINE PLACE RENTAL LLC POSITION: Owner with my husband NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 37668 Shoreline Place, Bass Lake CA 93604 DESCRIPTION: We have a property management firm that manages home but I am responsible for payment of all bills. Business Name: LOUISE GRATITUDE LLC POSITION: owner/member of LLC NATURE: partial ownership in residential property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2023 ADDRESS: 12160 Louise Avenue, Granada Hills CA 91344 DESCRIPTION: file tax returns, keep track of any financial records

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-06
• S63 Uniform Securities Agent State Law Examination
  1996-10-11

Other Names

• Mimi Roth
• Mimi Roth Robinson
• Rosemarie Ruth Robinson