Felicia D Woods

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-12
DE	RA	APPROVED	2012-02-03

TX RA
APPROVED_RES

Since 2014-02-12
DE RA
APPROVED

Since 2012-02-03

Branch Locations

500 Dupont Field Blvd. Suite 300, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Greenville	DE	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Greenville, DE

Other Businesses

602242 - Toastmasters International; Investment Related - No; Middletown, Delaware; Social & Recreational; Other Committee: Secretary (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent);07/2024; During Business Hours: 0; After Business Hours: 4; Administrative:Check Signing/Funds Disbursements.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-02
S63	Uniform Securities Agent State Law Examination	2009-12-15

S65 Uniform Investment Adviser Law Examination

2012-02-02
S63 Uniform Securities Agent State Law Examination

2009-12-15

Other Names

Felicia D Rivers
Felicia Doreen Rivers
Felicia Doreen Woods

View on SEC IAPD