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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-10 |
| CA | RA | APPROVED | 2022-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 06/2009 | 07/2018 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 01/2019 | 07/2022 |
| Unemployed | San Francisco | CA | 07/2018 | 12/2018 |
| J.P. Morgan Securities Llc | San Francisco | CA | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 07/2022 | Present |
Effective 7/29/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-20 |
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