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Christopher Michael Ferretti

Integrated Wealth Concepts LLC

Chesapeake, VA

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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-28
VA RA APPROVED 2016-10-28
  • TX RA
    APPROVED
    Since 2016-10-28
  • VA RA
    APPROVED
    Since 2016-10-28

Branch Locations

555 Belaire Avenue Suite 140, Chesapeake, VA 23320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Chesapeake VA 05/2011 10/2016
Lpl Financial Llc Chesapeake VA 10/2016 Present
Integrated Wealth Concepts Llc Chesapeake VA 10/2016 Present
  • 05/2011 → 10/2016
    Lincoln Financial Advisors
    Chesapeake, VA
  • 10/2016 → Present
    Lpl Financial Llc
    Chesapeake, VA
  • 10/2016 → Present
    Chesapeake, VA
Previous Registrations
  • 2011-05-20 → 2016-10-28
    Osaic Fa, Inc.
    Chesapeake, VA
  • 1999-02-09 → 2011-05-25
    Virginia Beach, VA
    Chesapeake, VA
    Virginia Beach, VA
Other Businesses

1)10/21/16- Integrated Financial Partners-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)10/21/16-MFA, LLC- Business Entity For Tax Purposes Only / Inv. Related- at reported business location(s)-2% 3)10/21/16- Non-Variable Insurance- Inv. Related- at reported business location(s)-5% 4) 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 6) 8/10/2017 - Currituck County High School - Not Investment Related - 4203 Caratoke Hwy, Barco NC 27917 - Other-Coach - Started 07/31/2017 - 40 Hours Per Month/5 Hours During Securities Trading. 7) 1/28/2019 - No Business Name - Not Investment Related - Police Athletic League Gym, 306 N. Road, Elizabeth City, NC 27929 - Other-Coach - Start Date: 01/02/2019 - 25 Hours Per Month/2 Hours During Securities Trading - Coaching a 15U girls club volleyball team for Albemarle Regional Volleyball Club. 8) 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-11
S63 Uniform Securities Agent State Law Examination 1998-09-03
  • S65 Uniform Investment Adviser Law Examination
    1999-01-11
  • S63 Uniform Securities Agent State Law Examination
    1998-09-03
Other Names
  • Christopher Ferretti
  • Christoper Michael Ferretti
  • Chris M Ferretti

View on SEC IAPD

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