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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-07 |
Branch Locations
161 Brighton 111Th Street, Brooklyn, NY 11235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanderbilt Securities, Llc | Woodbury | NY | 12/2013 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 12/2013 | Present |
| Lpl Financial Llc | Brooklyn | NY | 11/2022 | Present |
1. 4/5/2023 - Royal Oak Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent Start Date - 03/23/2023 - 10 Hours Per Month/0 Hours During Securities Trading 2. 09/25/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/05/2024 - 50 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-18 |
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