Leslie Dale Wicker

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
GA	RA	APPROVED	2017-03-27

TX RA
APPROVED_RES

Since 2020-03-19
GA RA
APPROVED

Since 2017-03-27

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Atlanta	GA	06/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2019	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA
08/2019 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

South Jordan, UT
2006-09-13 → 2007-04-02

Morgan Stanley Dw Inc.

W Valley Cty, UT

West Valley, UT

West Valley City, UT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-09
S63	Uniform Securities Agent State Law Examination	2000-03-10

S65 Uniform Investment Adviser Law Examination

2006-09-09
S63 Uniform Securities Agent State Law Examination

2000-03-10

Other Names

Leslie Dale Wicker
L. Dale Wicker

View on SEC IAPD

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