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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-01
NJ RA APPROVED 2008-10-08
PA RA APPROVED 2006-09-26
  • TX RA
    APPROVED
    Since 2021-07-01
  • NJ RA
    APPROVED
    Since 2008-10-08
  • PA RA
    APPROVED
    Since 2006-09-26

Branch Locations

8101 Washington Lane 1St Floor, Wyncote, PA 19095-1618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Wyncote PA 07/1997 Present
  • 07/1997 → Present
    Janney Montgomery Scott Inc.
    Wyncote, PA
Other Businesses

1) Jewish Federation of Greater Philadelphia; Charitable institution; 2100 Arch st. Philadelphia, PA 19103; start date 08/01/2018; Trustee; Oversee projects and discuss new ideas; Not compensated; 1hrs/month; Investment-related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-16
  • S63 Uniform Securities Agent State Law Examination
    1996-09-16
Designations

View on SEC IAPD

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