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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-04-10
FL RA APPROVED 2020-10-30
NC RA APPROVED 2015-07-15
PA RA APPROVED 2013-03-19
  • OH RA
    APPROVED
    Since 2024-04-10
  • FL RA
    APPROVED
    Since 2020-10-30
  • NC RA
    APPROVED
    Since 2015-07-15
  • PA RA
    APPROVED
    Since 2013-03-19

Branch Locations

1211 Cheat Road, Morgantown, WV 26508 • United States

500 Millers Run Road Box 507, Morgan, PA 15064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Anaheim CA 03/2013 Present
Previous Registrations
Other Businesses

1. JANET A. MCCONNELL, CPA, LLC, NON-INVESTMENT RELATED, PITSBURGH, PA 15220, I DO NOT DO ANY CPA RELATED BUSINESS, I ONLY DO BUSINESS RELATED TO FINANCIAL PLANNING AND INVESTMENTS,CPA, SINCE 9/23/1986. 2. COMMUNITY COLLEGE OF BEAVER COUNTY, NON-INVESTMENT RELATED, 1 CAMPUS DRIVE, MONACA, PA 15061, CONTINUING EDUCATION INSTRUCTOR, SINCE 6/8/2017, DEVOTED TIME IS AN HOUR AND HALF A MONTH. 2. ORION FINANCIAL LLC, NON-INVESTMENT RELATED, 500 MILLERS RUN ROAD, P.O. BOX 507, MORGAN, PA 15064 , DBA FOR BRANDING PURPOSES ONLY, INVESTMENT ADVISOR REP, SINCE 3/18/2013.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-31
S63 Uniform Securities Agent State Law Examination 1998-06-02
  • S65 Uniform Investment Adviser Law Examination
    2008-10-31
  • S63 Uniform Securities Agent State Law Examination
    1998-06-02

View on SEC IAPD

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