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Robin Noel Bratone

Rbc Capital Markets, LLC

Westport, CT

New York, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-14
CT RA APPROVED 2022-03-29
NY RA APPROVED 2021-10-14
  • TX RA
    APPROVED_RES
    Since 2023-12-14
  • CT RA
    APPROVED
    Since 2022-03-29
  • NY RA
    APPROVED
    Since 2021-10-14

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stay-At-Home Mother Pelham NY 03/2005 08/2018
Spark Business Academy Arlington VA 08/2018 11/2018
Ubs Financial Services Inc. New York NY 11/2018 06/2020
Rbc Capital Markets, Llc New York NY 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 1997-01-08
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08
Other Names
  • Robin Noel Baldwin
  • Robin Noel Baldwin

View on SEC IAPD

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QUORUS INC. · WESTPORT, CT
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MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
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PARK AVENUE SECURITIES LLC · WESTPORT, CT

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