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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Sw Barrington Court S. Suite 201, Topeka, KS 66614 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Overland Park | KS | 09/2014 | 12/2020 |
| Pruco Securities, Llc. | Overland Park | KS | 12/2020 | Present |
| Prudential Insurance Company Of America | Overland Park | KS | 12/2020 | Present |
| Lpl Enterprise, Llc | Topeka | KS | 11/2024 | Present |
1) 12/03/2024- Gameplan Financial LLC- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)-start date 12/15/2023- 160hrs/mnth-160hrs during trading 2) 12/03/2024- MAVS LLC- Coach/ Sports/ Fitness-Youth volleyball coach for the MAVS LLC organization- not inv. related- at Lenexa, KS-start date 11/01/2016- 30hrs/mnth-0hrs during trading 3) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-01 |
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