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Keri Ellen Knight Spanier

Cambridge Investment Research Advisors, Inc.

Liberty Lake, WA

Danville, CA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-07
CA RA APPROVED 2026-07-03
  • WA RA
    APPROVED
    Since 2026-07-07
  • CA RA
    APPROVED
    Since 2026-07-03

Branch Locations

Liberty Lake, WA • United States

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakridge Insurance & Financial Services Danville CA 08/2003 11/2016
Lpl Financial Llc Danville CA 10/2013 02/2017
Resources Investment Advisors, Inc. Overland Park KS 12/2016 07/2026
Slw Retirement Plan Advisors Lafayette CA 12/2016 07/2026
Triad Advisors, Inc. Norcross GA 04/2017 12/2019
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
  • 08/2003 → 11/2016
    Oakridge Insurance & Financial Services
    Danville, CA
  • 10/2013 → 02/2017
    Lpl Financial Llc
    Danville, CA
  • 12/2016 → 07/2026
    Resources Investment Advisors, Inc.
    Overland Park, KS
  • 12/2016 → 07/2026
    Slw Retirement Plan Advisors
    Lafayette, CA
  • 04/2017 → 12/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 07/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
  • 2017-02-13 → 2026-07-02
    Onedigital
    Walnut Creek, CA
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-13
S63 Uniform Securities Agent State Law Examination 1999-06-18
  • S65 Uniform Investment Adviser Law Examination
    2017-02-13
  • S63 Uniform Securities Agent State Law Examination
    1999-06-18
Other Names
  • Keri Ellen Spanier
  • Keri Ellen Knight
  • Keri Ellen Knight Spanier Harrelson

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Liberty Lake, WA
CETERA INVESTMENT ADVISERS LLC · LIBERTY LAKE, WA
U.S. BANCORP ADVISORS, LLC · Liberty Lake, WA
EDWARD JONES · Liberty Lake, WA
THRIVENT INVESTMENT MANAGEMENT INC. · LIBERTY LAKE, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Liberty Lake, WA
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM · LIBERTY LAKE, WA
CARLSON FINANCIAL ADVISORY, LLC · LIBERTY LAKE, WA

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