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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-06-25
NY RA APPROVED 2021-03-30
NJ RA APPROVED 2002-07-25
  • NH RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2021-03-30
  • NJ RA
    APPROVED
    Since 2002-07-25

Branch Locations

Sunapee, NH • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 10/1999 Present
Neuberger Berman Management Inc. New York NY 07/1996 Present
  • 10/1999 → Present
    Neuberger Berman, Llc
    New York, NY
  • 07/1996 → Present
    Neuberger Berman Management Inc.
    New York, NY
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-05
S63 Uniform Securities Agent State Law Examination 1996-11-21
  • S65 Uniform Investment Adviser Law Examination
    1997-05-05
  • S63 Uniform Securities Agent State Law Examination
    1996-11-21
Other Names
  • Robert W Dalelio

View on SEC IAPD

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