Best Investors Account Sign in

Anthony Vincent Schock

Robert W. Baird & Co. Incorporated

Miamisburg, OH

Claim This Profile
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-01
TX RA APPROVED_RES 2019-04-01
OH RA APPROVED 2019-03-29
  • FL RA
    APPROVED
    Since 2019-04-01
  • TX RA
    APPROVED_RES
    Since 2019-04-01
  • OH RA
    APPROVED
    Since 2019-03-29

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dayton OH 06/2005 03/2019
Baird Dayton OH 03/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1996-08-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1996-08-27
Other Names
  • Tony Schock

View on SEC IAPD

More in Miamisburg, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor