Kenneth Eshon Girdy

Current Employers

Employment History

• 11/2005 → Present
  Advisors Asset Management, Inc
  Monument, TX

Other Businesses

1) Name: George Washington Carver Foundation of Victoria Address: Victoria, Texas title: Treasurer start: 11/10/2023 time: 5 hours per month Treasurer for Foundation's revitalization and reconstruction efforts.  2 weekly board meetings (1.5 hours per meeting) plus ad hoc duties related to role.   Duties will include: deposits of funds received from grants and donations; cash disbursement for operating expenses; monthly cash flow account reconciliation and reporting to Board The role will not require securities investment decisions. Not securities investment related. 2) Name: United Methodist Church Address: 16400 Huebner Rd, San Antonio, TX 78248 title: Rio Texas Annual Conference - Finance Table Committee Member start: 10/24/2025 time: Meeting attendance:  3 - 4 hours per quarter The United Methodist Church finance committee's responsibilities include creating and monitoring the annual budget, developing and implementing fundraising plans, and overseeing the administration and disbursement of church funds. They also establish financial policies and internal controls, such as those for handling cash and counting offerings, and ensure proper segregation of duties in financial roles like approving payments, signing checks, and reconciling bank accounts. Additionally, the committee oversees financial reporting and carries out annual audits. Not securities investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-14
• S63 Uniform Securities Agent State Law Examination
  2003-12-22