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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-24 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Louisville | KY | 08/1999 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Name/Address: Rental Property Foothold Enterprises, LLC 1355 Bardstown Rd Louisville KY 40204 Start date: 3/6/20 Hours spent: 1 hr/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprietor, Landlord Investment related Name/Address: Mightydog Properties, LLC, 503 Wendover Ave, Louisville, KY 40207 Start Date: 8/29/2025 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: co-owner Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-29 |
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