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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-24
KY RA APPROVED 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2020-06-24
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 08/1999 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2006-01-23 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Other Businesses

Name/Address: Rental Property Foothold Enterprises, LLC 1355 Bardstown Rd Louisville KY 40204 Start date: 3/6/20 Hours spent: 1 hr/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprietor, Landlord Investment related Name/Address: Mightydog Properties, LLC, 503 Wendover Ave, Louisville, KY 40207 Start Date: 8/29/2025 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: co-owner Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    1999-12-29
Other Names
  • Leslie Jean Boor

View on SEC IAPD

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