Mandy L Tate

Schwab Wealth Advisory, Inc.

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Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-11
CO	RA	APPROVED	2020-11-12

TX RA
APPROVED_RES

Since 2021-01-11
CO RA
APPROVED

Since 2020-11-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	08/1999	Present
Charles Schwab Bank	Lone Tree	CO	02/2005	11/2020
Schwab Wealth Advisory Inc	Lone Tree	CO	11/2020	Present

08/1999 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
02/2005 → 11/2020

Charles Schwab Bank

Lone Tree, CO
11/2020 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-06
S63	Uniform Securities Agent State Law Examination	2000-01-20

S66 Uniform Combined State Law Examination

2006-02-06
S63 Uniform Securities Agent State Law Examination

2000-01-20

Other Names

Mandy Lee Tate

View on SEC IAPD

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