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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-30 |
| IL | RA | APPROVED | 2026-07-30 |
| TX | RA | APPROVED | 2015-01-28 |
Branch Locations
Clearwater, FL • United States
12551 W 159Th St, Homer Glen, IL 60491 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Homer Glen | IL | 07/2002 | Present |
1. 11/06/09 - SEMPER FINANCIAL GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 5. 04/07/2011 - SEMPER FINANCIAL GROUP - INV REL - TAX PREP/ACCOUNTING/CPA - 5% TIME SPENT - TAX PREPARATION. 3. 04/18/2011 - NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - TWO RENTALS. BOTH CONDOMINIUMS. NEITHER OF THE RENTERS ARE CUSTOMERS OR ADVISORS - 2% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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