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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-30
IL RA APPROVED 2026-07-30
TX RA APPROVED 2015-01-28
  • FL RA
    APPROVED
    Since 2026-07-30
  • IL RA
    APPROVED
    Since 2026-07-30
  • TX RA
    APPROVED
    Since 2015-01-28

Branch Locations

Clearwater, FL • United States

12551 W 159Th St, Homer Glen, IL 60491 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Homer Glen IL 07/2002 Present
Previous Registrations
  • 1999-01-27 → 2002-07-10
    Ws Griffith Securities, Inc.
    Rosemont, IL
Other Businesses

1. 11/06/09 - SEMPER FINANCIAL GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 5. 04/07/2011 - SEMPER FINANCIAL GROUP - INV REL - TAX PREP/ACCOUNTING/CPA - 5% TIME SPENT - TAX PREPARATION. 3. 04/18/2011 - NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - TWO RENTALS. BOTH CONDOMINIUMS. NEITHER OF THE RENTERS ARE CUSTOMERS OR ADVISORS - 2% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-25
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S65 Uniform Investment Adviser Law Examination
    1998-11-25
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19
Designations
Other Names
  • Steve Devlin

View on SEC IAPD

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