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Howard Alan Smith

Rbc Capital Markets, LLC

Palm Beach Gardens, FL

Jupiter, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-31
FL RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • FL RA
    APPROVED
    Since 2009-10-09

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation West Palm Beach FL 10/2009 Present
City National Bank Palm Beach Gardens FL 02/2020 Present
  • 10/2009 → Present
    Rbc Capital Markets Corporation
    West Palm Beach, FL
  • 02/2020 → Present
    City National Bank
    Palm Beach Gardens, FL
Previous Registrations
  • 2003-06-20 → 2009-10-09
    J. B. Hanauer & Co.
    West Palm Beach, FL
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-16
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S65 Uniform Investment Adviser Law Examination
    2002-09-16
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20

View on SEC IAPD

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