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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-08-25 |
Branch Locations
One Northwestern Mutual Way, Franklin, WI 53132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Appleton | WI | 08/1997 | 12/2018 |
| Investment Centers Of America | Appleton | WI | 07/2001 | 12/2018 |
| Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) | Hartford | WI | 01/2019 | 05/2023 |
| Lpl Financial, Llc | Hartford | WI | 02/2019 | 05/2023 |
| Northwestern Mutual Investment Services Llc | Franklin | WI | 08/2023 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2023 | Present |
90% OWNER, 1731 COUNTY HWY CC, 1731 COUNTY HWY CC, HARTFORD, , WISCONSIN, 53027, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/11/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I'M PART OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-05 |
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