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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Houston | TX | 06/2009 | Present |
*366515 - DPK Land Development LLC; Investment related: Yes; Purchase of land for civil engineering development; a managing member (proprietor, partner, officer, director, employee, trustee, agent); 03/2019; During business hours: 0; After business hours: 0 *65702 - DPK Engineering LLC; Investment related: Yes; Engineering; executive assistant (proprietor, partner, officer, director, employee, trustee, agent); 01/1900; During business hours: 0; After business hours: 10 *482690- Trust; Investment related Yes; TOMBALL, Texas; Trust; Trustee/ Co-Trustee; 01/2022; During business hours: 0; After business hours: 0; Check Signing/Funds Disbursements *482735 - Estate ; Investment related - Yes; TOMBALL, Texas; 01/2022; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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