David Lee Piatkowski

Current Employers

Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2025-01-28
IA	RA	APPROVED	2025-01-21
TX	RA	APPROVED	2025-01-10

NE RA
APPROVED

Since 2025-01-28
IA RA
APPROVED

Since 2025-01-21
TX RA
APPROVED

Since 2025-01-10

Branch Locations

535 Broadway Suite 301, Council Bluffs, IA 51503-0816 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Re Dickinson Investment Advisors	Council Bluffs	IA	01/2015	12/2021
Re Dickinson Investment Advisors	Council Bluffs	IA	01/2022	12/2023
Re Dickinson Investment Advisors	Council Bluffs	IA	01/2024	03/2025
Waverly Advisors, Llc	Council Bluffs	IA	01/2025	Present

01/2015 → 12/2021

Re Dickinson Investment Advisors

Council Bluffs, IA
01/2022 → 12/2023

Re Dickinson Investment Advisors

Council Bluffs, IA
01/2024 → 03/2025

Re Dickinson Investment Advisors

Council Bluffs, IA
01/2025 → Present

Waverly Advisors, Llc

Council Bluffs, IA

Previous Registrations

2015-08-24 → 2025-03-20

Dickinson Investment Advisors

Council Bluffs, IA
2007-03-05 → 2015-08-12

Tiaa-Cref Individual & Institutional Services, Llc

Omaha, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-02-23
S63	Uniform Securities Agent State Law Examination	2001-01-24

S65 Uniform Investment Adviser Law Examination

2007-02-23
S63 Uniform Securities Agent State Law Examination

2001-01-24