Joseph Robert Brummel

Current Employers

Employment History

• 09/2010 → 08/2018
  Wealth Enhancement Group
  Plymouth, MN
• 09/2010 → 08/2018
  Lpl Financial, Llc
  Burnsville, MN
• 03/2014 → 08/2018
  Wealth Enhancement Advisory Services, Llc
  Burnsville, MN
• 09/2010 → 08/2018
  Wealth Enhancement Brokerage Services
  Plymouth, MN
• 08/2018 → 04/2019
  Kestra Financial Services, Inc.
  Prior Lake, MN
• 08/2018 → Present
  Strategic Retirement Partners
  Prior Lake, MN
• 04/2019 → 06/2024
  Global Retirement Partners, Llc
  San Rafael, CA
• 06/2024 → Present
  Wellth Advisory Services, Llc
  Shorewood, IL

Previous Registrations

• 2019-04-01 → 2024-07-04
  Global Retirement Partners Llc
  Prior Lake, MN
  San Rafael, CA
  Harrisburg, SD
• 2018-08-23 → 2019-04-01
  Kestra Advisory Services, Llc
  Prior Lake, MN
  Austin, TX
• 2014-03-18 → 2018-08-23
  Wealth Enhancement Advisory Services, Llc
  Burnsville, MN
  Plymouth, MN

Other Businesses

Business Name: Strategic Retirement Partners SRP Investment Related: Yes Address: 25434 Prairiewood Lane Shorewood IL 60404 Nature of Business: Registered Rep Activities through WELLth Advisory Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Global Retirement Partners, LLC Position, Title or Relationship: Managing Director Start Date: 8/20/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Managing Director for SRP Minnesota-based team. Business Name: 401k Consultants Inc. Investment Related: Yes Address: 20891 Monterey Avenue Prior Lake MN 55372 Nature of Business: Other Other/None of the Above Business entity for tax and accounting purposes only Position, Title or Relationship: President Start Date: 2/7/2003 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain entity for tax and accounting purposes only. Business Name: The Plan Sponsor University (TPSU) Investment Related: No Address: 4425 Military Trail, Suite 202 Jupiter FL 33458 Nature of Business: Other Other/None of the Above Teaching/education Position, Title or Relationship: Adjunct Lecturer Start Date: 11/23/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Teach best practices for overseeing and managing retirement plans, and educating participants.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-11
• S63 Uniform Securities Agent State Law Examination
  1996-10-21

Other Names

• Joe Brummel