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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Houston | TX | 11/2017 | Present |
| Next Financial Group | Houston | TX | 08/2004 | 11/2017 |
1. 11/10/2017 - LA MODE LINGERIE - Not Investment Related - Home Based - OTHER-BUSINESS OWNER - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 2/7/2018 - NSIGHT CAPITAL - DBA: RHOME CAPITAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/27/17 - 40 Hours Per Month/8 Hours During Securities Trading. 3. 07/16/2019 - Rhome Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 10/18/2021 - Rhome Group - Investment Related - Home Based - Business Owner - Start Date: 08/11/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Real-estate investment, capital appreciation, and resale.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-18 |
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