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Clint Brandon Clements

LPl Financial LLC

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-10
  • TX RA
    APPROVED
    Since 2017-11-10

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Houston TX 11/2017 Present
Next Financial Group Houston TX 08/2004 11/2017
  • 11/2017 → Present
    Houston, TX
  • 08/2004 → 11/2017
    Next Financial Group
    Houston, TX
Previous Registrations
  • 2004-08-13 → 2017-11-14
    Next Financial Group, Inc.
    Houston, TX
  • 2003-07-29 → 2005-12-31
    Aegis Asset Management Inc
    Houston, TX
Other Businesses

1. 11/10/2017 - LA MODE LINGERIE - Not Investment Related - Home Based - OTHER-BUSINESS OWNER - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1%. 2. 2/7/2018 - NSIGHT CAPITAL - DBA: RHOME CAPITAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/27/17 - 40 Hours Per Month/8 Hours During Securities Trading. 3. 07/16/2019 - Rhome Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 10/18/2021 - Rhome Group - Investment Related - Home Based - Business Owner - Start Date: 08/11/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Real-estate investment, capital appreciation, and resale.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 1996-09-18
  • S65 Uniform Investment Adviser Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    1996-09-18

View on SEC IAPD

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