Christopher Michael Bones

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

OR RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

Eugene, OR • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Brokerage Services	Eugene	OR	12/2010	09/2019
Cetera Wealth Services, Llc	El Segundo	CA	09/2019	Present
Summit Financial Group Inc	Eugene	OR	08/2017	05/2021
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

12/2010 → 09/2019

Summit Brokerage Services

Eugene, OR
09/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
08/2017 → 05/2021

Summit Financial Group Inc

Eugene, OR
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2017-08-25 → 2021-05-20

Summit Financial Group Inc

Eugene, OR
2006-10-04 → 2007-10-17

Ameriprise Financial Services, Llc

Eugene, OR

Eugene, OR

Eugene, OR

Other Businesses

(1) PTA; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; CHARITY/NON-PROFIT; PRESIDENT; STARTED 6/1/2017; APX 12 HOURS/MONTH, RARELY DURING TRADING; RUNNING DAY TO DAY OPERATIONS OF THE PARENT TEACHER ASSOCIATION. HELPING TO IMPROVE THE ELEMENTARY SCHOOL FOR THE KIDS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-29
S63	Uniform Securities Agent State Law Examination	1996-11-20

S65 Uniform Investment Adviser Law Examination

2016-07-29
S63 Uniform Securities Agent State Law Examination

1996-11-20

Other Names

Chris Bones

View on SEC IAPD