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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-04-16 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
2277 Science Pkwy Suite 4, Okemos, MI 48864 • United States
No disclosure categories reported as “Yes” on this SEC record.
1. SALE OF ALL INSURANCE LINES WITH VARIOUS INSURANCE COMPANIES - ALL OF WHICH ARE NOT INVESTMENT RELATED. 2. DBA - Brunner & Van Gorder Financial, Okemos, MI. Start date: 10/18/19, Approx. 120 hrs/mo, 90% during mkt hrs. Conducting securities-related business under DBA name. INV REL: Y. 3. Partner in DLLB, LLC, an LLC to hold real estate (primary office space). Start date: 11/1/16. Not investment related. 4. Notary public with the State of MI. Provide notary services on an as needed basis. Start date: 1/1/19, less than 1 hr/mo. 5. Trustee of father's trust. Perform general trust duties. Start date: 5/27/24, approx. 5 hrs/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-11 |
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