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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-03
NY RA APPROVED 2025-09-05
  • NC RA
    APPROVED
    Since 2026-06-03
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

East Islip, NY • United States

1885 Haw River Hopedale Rd, Burlington, NC 27217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. New York NY 12/1999 09/2025
Avantax Advisory Services New York NY 12/1999 09/2025
Garera Financial Consulting Sayville NY 01/1996 Present
Avantax Insurance Agency, Llc Holbrook NY 08/2004 09/2025
Mnr Designs Inc Burlington NC 01/2019 Present
Vincho Camp Development Burlington NC 09/2015 Present
Cetera Wealth Services, Llc Burlington NC 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/1999 → 09/2025
    Avantax Investment Services, Inc.
    New York, NY
  • 12/1999 → 09/2025
    Avantax Advisory Services
    New York, NY
  • 01/1996 → Present
    Garera Financial Consulting
    Sayville, NY
  • 08/2004 → 09/2025
    Avantax Insurance Agency, Llc
    Holbrook, NY
  • 01/2019 → Present
    Mnr Designs Inc
    Burlington, NC
  • 09/2015 → Present
    Vincho Camp Development
    Burlington, NC
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Burlington, NC
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-09-02 → 2025-09-05
    Avantax Advisory Services
    Holbrook, NY
    Burlington, NC
    East Islip, NY
Other Businesses

1) Garera Financial Consulting~'NIR'~302 astor drive~sayville~NY~11782~Accounting/Bookkeeping (No Tax Preparation)~President~1/1/1996~20hrs~5hrs~manage operations of office and supervise employees 2) Pristine Auto Sales~'NIR'~1726 hayden way~matthews~NC~28105~Other~President~1/1/2007~2hrs~0hrs~my office performs accounting functions and treats this business same as other corporate clients 3) Garera Financial Group~'NIR'~1353 S Main Street~Burlington~NC~27215~Tax Preparation/Accounting~Accountant/Bookkeeper~10/1/2006~10hrs~0hrs~Tax preparation and accounting-Payroll services. 4) Scott Garera~'NIR'~302 astor drive~sayville~NY~11782~Independent Insurance Agent~Insurance Sales Agent~11/1/1998~1hrs~0hrs~appointed with insurance companies. full HD Vest disclosure| 5) VINCHO CAMP DEVELOPMENT POSITION: SHAREHOLDER NATURE: THIS ENTITY IS A MANAGEMENT CORPORATION THAT ACCEPTS ALL RENTAL INCOME AND ADDRESSES ALL EXPENSES. IT IS A CORPORATION THAT COLLECTS MONTHLY ACH LEASE DEPOSITS AS WELL AS ADDRESSES ACCOUNTS PAYABLE SUCH AS REPAIRS AND UTILITIES. IT IS A PASSIVE ACTIVITY INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2015 ADDRESS: 1885 Haw River Hopedale Rd, Burlington NC 27217, United States DESCRIPTION: ANNUAL AND MONTHLY ACCOUNTING SERVICES 6) ALLIANCE CONSULTING GROUP POSITION: Shareholder NATURE: Alliance Consulting Group is a NC Corporation that is not active. Garera Financial Group is a Corporation DBA as Alliance Consulting Group in Alamance County NC. Alliance Consulting Group Inc is not a active corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2030 ADDRESS: 1353 S Main Street, Burlington NC 27215, United States DESCRIPTION: Not a active corporation- No activity. 7) MNR DESIGNS INC POSITION: SHAREHOLDER NATURE: MNR DESIGNS IS A NC CORPORATION THAT SPECIALIZES IN RESIDENTIAL REPAIR AND REMODELING ITEMS. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2019 ADDRESS: 1885 Haw River Hopedale Rd, Burlington NC 27217, United States DESCRIPTION: I AM THE PRINCIPAL SHAREHOLDER. MY FIRM COMPLETES ANNUAL ACCOUNTING SERVICES. MNR DESIGNS PRIMARILY ADDRESSES ANY REPAIRS FOR THE OFFICE OR RESIDENTIAL RENTAL. 8) GF GROUP LLC POSITION: SHAREHOLDER NATURE: THIS IS AN INACTIVE ENTITY. IT IS NOT OPERATING AND IT OWNED 100% BY SCOTT GARERA. ENTITY IS HELD FOR THE NAME INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2023 ADDRESS: 1885 Haw River Hopedale Rd, Burlington NC 27217, United States DESCRIPTION: SHAREHOLDER-IT IS NOT AN ACTIVE ENTITY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Other Names
  • Scott Alan Garera

View on SEC IAPD

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