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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-10 |
| MT | RA | APPROVED | 2025-05-08 |
| TX | RA | APPROVED | 2024-10-25 |
| CA | RA | APPROVED | 2024-10-11 |
| CO | RA | APPROVED | 2024-10-11 |
| MI | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2024-10-11 |
| ND | RA | APPROVED | 2024-10-11 |
| PA | RA | APPROVED | 2024-10-11 |
Branch Locations
4700 S. Syracuse Street Suite 830, Denver, CO 80237 • United States
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-12-05 |
| KS | RA | APPROVED | 2024-12-05 |
| WA | RA | APPROVED | 2024-10-29 |
| NE | RA | APPROVED | 2024-01-26 |
| ND | RA | APPROVED | 2023-09-25 |
| AZ | RA | APPROVED | 2023-09-21 |
| TX | RA | APPROVED | 2022-10-24 |
| FL | RA | APPROVED | 2017-07-21 |
| CA | RA | APPROVED | 2016-03-17 |
| CO | RA | APPROVED | 2015-01-15 |
Branch Locations
4700 South Syracuse Street Suite 830, Denver, CO 80237 • United States
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services | Denver | CO | 02/2006 | 10/2024 |
| Novem Group | Rochester | NY | 01/2015 | Present |
| American Portfolios Advisors, Inc. | Holbrook | NY | 02/2006 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1) OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE AND REGISTERED PRINCIPAL, START DATE 10/2024, 10 HRS/MO DURING MARKET HRS 2) OSAIC WEALTH, INC., RIA, INVESTMENT-RELATED, INVESTMENT ADVISER REPRESENTATIVE, START DATE 10/2024, 50 HRS/MO DURING MARKET HRS 3) NOVEM GROUP POSITION: IAR NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2015 ADDRESS: 4700 South Syracuse Street, Ste 830, Denver CO 80237, United States DESCRIPTION: IAR and Registered Principal 4) ANDSTEAD ADVISORS POSITION: President NATURE: FIXED INSURANCE, AND OFFICE LEASING, EXPERT WITNESS INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2013 ADDRESS: 4700 South Syracuse Street, ste 830, Denver CO 80237, United States DESCRIPTION: See above. 5) FINANCIAL PLANNING ASSOCIATION POLITICAL ACTION COMMMITTEE POSITION: Board Member NATURE: Political Action Committee of the Financial Planning Association (Non Profit - i believe) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 1290 Broadway, Suite 1625, Denver CO 80203, United States DESCRIPTION: Board Member - setting strategic policy, issues donations to political candidates, attend meetings, solicit donations from fellow FPA members. 6) BNI HIGHER GROUND NETWORKING - CHAPTER D48 POSITION: PRESIDENT; DUTIES: CHAIR MEETINGS; INVESTMENT RELATED: NO NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 10/1/2026 ADDRESS: 7173 S HAVANA STREET, # 600, CENTENNIAL, CO 80112
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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