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Nipomo, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-26 |
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Capital Management Llc | Park City | UT | 09/2007 | Present |
1. TRAPPER'S CROSSING SUBDIVISION OWNERS ASSOCIATION, INC; NOT INVESTMENT-RELATED; 3010 SOLAMERE DRIVE, PARK CITY, UT 84060; HOME-OWNERS ASSOCIATION; AGENT OF RECORD AND CURRENT PRESIDENT; START DATE: 10/30/2019; LESS THAN ONE HOUR DEVOTED TO OTHER BUSINESS; 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; WORK WITH OTHER BOARD MEMBERS AND RESIDENCE TO MAKE DECISION FOR THE HOMEOWNERS ASSOCIATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-02 |
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