Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-08 |
| FL | RA | APPROVED | 2010-01-01 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
Miami, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International Inc | Miami | FL | 09/2006 | Present |
| Ubs Financial Services Inc. | Miami | FL | 01/2010 | Present |
FIBA / 701 BRICKELL MIAMI, FL 33131 / TRADE OR INDUSTRY ASSOCIATION / BANKING (RETAIL, INVESTMENT, MERCHANT) / BROKER DEALER COMMITTEE MEMBER / IS THIS AN INDUSTRY SECTOR ORGANIZATION? YES BANKING AND FINANCIAL SERVICES ASSOCIATION / MEMBER OF A COMMITTEE REPRESENTING THE INTERESTS OF ANY THIRD PARTY/PARTIES WITH A RELATIONSHIP WITH THE ORGANIZATION (I.E. CREDITOR'S COMMITTEE) / BD COMMITTEE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 06/01/2010.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-18 |
Reach out to this advisor