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Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2013-06-10
  • PR RA
    APPROVED
    Since 2013-06-10

Branch Locations

San Patricio Gallery Avenida González Giusti Bloque 9, Guaynabo, PR 00968 • United States

209 Ponce De Leon Avenue Plaza Level, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Securities, Inc. Hato Rey PR 07/1997 Present
Banco Popular De Puerto Rico Hato Rey PR 07/1997 Present
  • 07/1997 → Present
    Popular Securities, Inc.
    Hato Rey, PR
  • 07/1997 → Present
    Banco Popular De Puerto Rico
    Hato Rey, PR
Other Businesses

CORREACOSTA Investments, LLC (Administrator) - Urb. Estancias de Torrimar B-60 Calle Ridgewood Guaynabo PR 00966 - No Compensation - Investment Related - Nature of the business = Investment Portfolio Management - Start Date = 07/12/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-27
  • S66 Uniform Combined State Law Examination
    1999-12-27
Other Names
  • Miguel R Correa

View on SEC IAPD

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