Charles Christopher Gilbert

Citizens Securities, Inc.

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Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2018-11-05

RI RA
APPROVED

Since 2018-11-05

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

20 North Park Ave., Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	01/2016	12/2017
Bank Of America, N.A.	Lincoln	RI	03/2016	12/2017
Citizens Securities, Inc.	Fairhaven	MA	12/2017	Present

01/2016 → 12/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
03/2016 → 12/2017

Bank Of America, N.A.

Lincoln, RI
12/2017 → Present

Citizens Securities, Inc.

Fairhaven, MA

Previous Registrations

2016-01-27 → 2017-12-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI
2011-03-18 → 2014-09-30

Natixis Advisors, Llc

Boston, MA
2006-09-29 → 2011-03-10

Td Ameritrade, Inc.

Boston, MA
2006-09-29 → 2011-03-10

Td Ameritrade Investment Management, Llc

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-02
S63	Uniform Securities Agent State Law Examination	1997-03-14

S65 Uniform Investment Adviser Law Examination

2018-11-02
S63 Uniform Securities Agent State Law Examination

1997-03-14

Other Names

Chuck Gilbert
Charles Christopher Gilbert

View on SEC IAPD

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