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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 01/2011 | 07/2022 |
| B. Riley Wealth Advisors | New York City | NY | 01/2011 | 04/2024 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | 04/2024 |
| Lpl Financial Llc | Staten Island | NY | 04/2024 | Present |
1) 03/07/2024 - Cristadoro Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-26 |
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