Sean Michael Flynn

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2009-12-18

LA RA
APPROVED

Since 2009-12-18

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	03/1995	Present
Northwestern Mutual Investment Services, Llc	Baton Rouge	LA	06/1996	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

03/1995 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
06/1996 → Present

Northwestern Mutual Investment Services, Llc

Baton Rouge, LA
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TRUSTEE, THOMAS B FLYNN IRREVOCABLE TRUST, FATHER'S TRUST, MAINTAINS PAYMENTS 3. FLYNN STONES LLC, 1110 MAGNOLIA WOOD, BATON ROUGE, , LOUISIANA, 70808, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/15/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LLC FORMED TO HOLD PROPERTY. NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-07-10

S63 Uniform Securities Agent State Law Examination

2007-07-10

Designations

View on SEC IAPD