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The Woodlands, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carlton, Hofferkamp And Jenks Wealth Management, Llc | The Woodlands | TX | 08/2010 | 10/2024 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 08/2010 | 10/2017 |
| 72Capital, Llc | The Woodlands | TX | 04/2025 | Present |
| Retired | The Woodlands | TX | 11/2024 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-11 |
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