Billy Bob King

Current Employers

Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2019-07-11
AK	RA	APPROVED	2017-01-03
GA	RA	APPROVED	2015-05-06
MS	RA	APPROVED	2015-04-02
DC	RA	APPROVED	2015-03-11
FL	RA	APPROVED	2015-03-11
MD	RA	APPROVED	2015-03-03
VI	RA	APPROVED	2015-02-03
SD	RA	APPROVED	2015-01-30
AL	RA	APPROVED	2015-01-29
HI	RA	APPROVED	2015-01-29
NV	RA	APPROVED	2015-01-29
WV	RA	APPROVED	2015-01-29
KY	RA	APPROVED	2015-01-28
DE	RA	APPROVED	2015-01-27
NE	RA	APPROVED	2015-01-27
NC	RA	APPROVED	2015-01-27
PR	RA	APPROVED	2015-01-27
AR	RA	APPROVED	2015-01-26
MA	RA	APPROVED	2015-01-26
MI	RA	APPROVED	2015-01-26
MN	RA	APPROVED	2015-01-26
MT	RA	APPROVED	2015-01-26
ND	RA	APPROVED	2015-01-26
WA	RA	APPROVED	2015-01-26
ID	RA	APPROVED	2015-01-23
LA	RA	APPROVED	2015-01-23
ME	RA	APPROVED	2015-01-23
NJ	RA	APPROVED	2015-01-23
SC	RA	APPROVED	2015-01-23
UT	RA	APPROVED	2015-01-23
VT	RA	APPROVED	2015-01-23
VA	RA	APPROVED	2015-01-23
CA	RA	APPROVED	2015-01-22
CT	RA	APPROVED	2015-01-22
IL	RA	APPROVED	2015-01-22
IN	RA	APPROVED	2015-01-22
NH	RA	APPROVED	2015-01-22
OH	RA	APPROVED	2015-01-22
PA	RA	APPROVED	2015-01-22
RI	RA	APPROVED	2015-01-22
WI	RA	APPROVED	2015-01-22
AZ	RA	APPROVED	2014-01-15
KS	RA	APPROVED	2014-01-08
NM	RA	APPROVED	2014-01-06
TX	RA	APPROVED_RES	2014-01-06
CO	RA	APPROVED	2014-01-03
MO	RA	APPROVED	2014-01-03
OK	RA	APPROVED	2013-01-07

IA RA
APPROVED

Since 2019-07-11
AK RA
APPROVED

Since 2017-01-03
GA RA
APPROVED

Since 2015-05-06
MS RA
APPROVED

Since 2015-04-02
DC RA
APPROVED

Since 2015-03-11
FL RA
APPROVED

Since 2015-03-11
MD RA
APPROVED

Since 2015-03-03
VI RA
APPROVED

Since 2015-02-03
SD RA
APPROVED

Since 2015-01-30
AL RA
APPROVED

Since 2015-01-29
HI RA
APPROVED

Since 2015-01-29
NV RA
APPROVED

Since 2015-01-29
WV RA
APPROVED

Since 2015-01-29
KY RA
APPROVED

Since 2015-01-28
DE RA
APPROVED

Since 2015-01-27
NE RA
APPROVED

Since 2015-01-27
NC RA
APPROVED

Since 2015-01-27
PR RA
APPROVED

Since 2015-01-27
AR RA
APPROVED

Since 2015-01-26
MA RA
APPROVED

Since 2015-01-26
MI RA
APPROVED

Since 2015-01-26
MN RA
APPROVED

Since 2015-01-26
MT RA
APPROVED

Since 2015-01-26
ND RA
APPROVED

Since 2015-01-26
WA RA
APPROVED

Since 2015-01-26
ID RA
APPROVED

Since 2015-01-23
LA RA
APPROVED

Since 2015-01-23
ME RA
APPROVED

Since 2015-01-23
NJ RA
APPROVED

Since 2015-01-23
SC RA
APPROVED

Since 2015-01-23
UT RA
APPROVED

Since 2015-01-23
VT RA
APPROVED

Since 2015-01-23
VA RA
APPROVED

Since 2015-01-23
CA RA
APPROVED

Since 2015-01-22
CT RA
APPROVED

Since 2015-01-22
IL RA
APPROVED

Since 2015-01-22
IN RA
APPROVED

Since 2015-01-22
NH RA
APPROVED

Since 2015-01-22
OH RA
APPROVED

Since 2015-01-22
PA RA
APPROVED

Since 2015-01-22
RI RA
APPROVED

Since 2015-01-22
WI RA
APPROVED

Since 2015-01-22
AZ RA
APPROVED

Since 2014-01-15
KS RA
APPROVED

Since 2014-01-08
NM RA
APPROVED

Since 2014-01-06
TX RA
APPROVED_RES

Since 2014-01-06
CO RA
APPROVED

Since 2014-01-03
MO RA
APPROVED

Since 2014-01-03
OK RA
APPROVED

Since 2013-01-07

Branch Locations

One Williams Center 15Th Floor, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cavanal Hill Investment Management, Inc.	Tulsa	OK	01/2013	Present
Bok Financial Securities, Inc.	Tulsa	OK	01/2013	12/2016
Bokf, Na	Tulsa	OK	01/2013	12/2016
Cavanal Hill Distributors, Inc.	Tulsa	OK	04/2015	Present

01/2013 → Present

Cavanal Hill Investment Management, Inc.

Tulsa, OK
01/2013 → 12/2016

Bok Financial Securities, Inc.

Tulsa, OK
01/2013 → 12/2016

Bokf, Na

Tulsa, OK
04/2015 → Present

Cavanal Hill Distributors, Inc.

Tulsa, OK

Previous Registrations

2013-01-07 → 2013-01-08

Bok Financial Securities, Inc.

Tulsa, OK

Tulsa, OK

Tulsa, OK

Tulsa, OK
1996-10-16 → 2012-12-19

Waddell & Reed

Overland Park, KS

Edmond, OK

Edmond, OK

Other Businesses

1)NAME: Cavanal Hill Investment Management, Inc. ADDRESS: One Williams Center, Tulsa, OK INVESTMENT RELATED (Y/N): Y START DATE: 01/2013 POSITION HELD: SVP, Sales Director NATURE OF OUTSIDE BUSINESS: Sales Management HRS/MO: 60 HRS/MO DURING SECURITIES TRADING: 3/day BRIEF DESCRIPTION OF DUTIES: Managing Sales program. 2)NAME: Cavanal Hill Funds ADDRESS: 4400 Easton Commons, Suite 200, Columbus, OH INVESTMENT RELATED (Y/N): Y START DATE: 05/2020 POSITION HELD: President NATURE OF OUTSIDE BUSINESS: Mutual Fund Management HRS/MO: 10 HRS/MO DURING SECURITIES TRADING: .5/day BRIEF DESCRIPTION OF DUTIES: Management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-27
S63	Uniform Securities Agent State Law Examination	1996-08-09

S65 Uniform Investment Adviser Law Examination

1996-08-27
S63 Uniform Securities Agent State Law Examination

1996-08-09

Other Names

Bill King
Billy Bob King

View on SEC IAPD