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Richard James Cartledge

Russell Investments

Scottsdale, AZ

Seattle, WA

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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-04-26
AZ RA APPROVED 2023-03-07
NM RA APPROVED 2020-04-13
TX RA APPROVED_RES 2020-04-13
WA RA APPROVED 2020-04-13
  • NV RA
    APPROVED
    Since 2024-04-26
  • AZ RA
    APPROVED
    Since 2023-03-07
  • NM RA
    APPROVED
    Since 2020-04-13
  • TX RA
    APPROVED_RES
    Since 2020-04-13
  • WA RA
    APPROVED
    Since 2020-04-13

Branch Locations

Scottsdale, AZ • United States

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Management, Llc San Francisco CA 01/2005 01/2020
Wells Fargo Funds Distributor, Llc San Francisco CA 04/2005 01/2020
Russell Investments Seattle WA 04/2020 Present
  • 01/2005 → 01/2020
    Wells Fargo Funds Management, Llc
    San Francisco, CA
  • 04/2005 → 01/2020
    Wells Fargo Funds Distributor, Llc
    San Francisco, CA
  • 04/2020 → Present
    Russell Investments
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-20
S63 Uniform Securities Agent State Law Examination 1999-12-02
  • S65 Uniform Investment Adviser Law Examination
    2001-11-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-02
Other Names
  • Richard J Cartledge
  • Richard J Cartledge

View on SEC IAPD

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