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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-16 |
Branch Locations
League City, TX • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
100 Perkins Ave, Ste C, League City, TX 77573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Houston | TX | 06/1996 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Houston | TX | 07/2016 | 05/2022 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 05/2022 |
| Lpl Financial, Llc | League City | TX | 05/2022 | Present |
1) 2015 - DBA for LPL Business (entity for LPL business) - Elite Retirement & Financial Solutions - Investment Related - League City, TX 77573 2) 2015 - Non-Variable Insurance - Elite Retirement & Financial Solutions - Investment Related - League City, TX 77573 3) 2015 - Property and Casualty - Elite Retirement & Financial Solutions - Investment Related - 1% - League City, TX 77573
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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