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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-08-09
TX RA APPROVED 2016-02-12
  • NM RA
    APPROVED
    Since 2023-08-09
  • TX RA
    APPROVED
    Since 2016-02-12

Branch Locations

Santa Fe, NM • United States

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

St Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Austin TX 02/2016 Present
Previous Registrations
Other Businesses

1. 936 Dunlap Street, Santa Fe, NM 87501, it is an AirBnb, Proprietor / owner, I own the real estate and rent it through Airbnb.com's website.start date-9/30/2022, Santa Fe NMUnited States-8750.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-11
S63 Uniform Securities Agent State Law Examination 2001-05-04
  • S66 Uniform Combined State Law Examination
    2006-03-11
  • S63 Uniform Securities Agent State Law Examination
    2001-05-04

View on SEC IAPD

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