Jay D Brown

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-08
NJ	RA	APPROVED	2014-07-03

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-08
NJ RA
APPROVED

Since 2014-07-03

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Hauppauge	NY	06/2014	Present

06/2014 → Present

Morgan Stanley

Hauppauge, NY

Previous Registrations

2013-10-16 → 2014-06-25

Ubs Financial Services Inc.

Garden City, NY
2010-09-30 → 2013-10-23

Morgan Stanley

Purchase, NY
2009-06-01 → 2010-07-02

Morgan Stanley

Purchase, NY
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Purchase, NY

Melville, NY
2007-01-18 → 2007-04-02

Morgan Stanley Dw Inc.

Melville, NY
1997-07-08 → 2006-12-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Garden City, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-04-24

S63 Uniform Securities Agent State Law Examination

1997-04-24

Other Names

Jay D Brown
Jay David Brown
Jay Brown

View on SEC IAPD

Other Firms

EQUITY SERVICES, INC.

MADISON GLOBAL ADVISORS LLC

UNITED FINANCIAL PLANNING GROUP LLC

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

J.P. MORGAN SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS

ALEXANDER VICTOR ZOURIDES

LANNY JOEL WEISMAN

CHRISTOPHER J VARGAS

DAVID JOHN JENSEN

DYLAN JOSEPH GUERRERA

PATRICK DE TOLLA

RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY

MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY

UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY

COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY

LPL FINANCIAL LLC · HAUPPAUGE, NY

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY

J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY

CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

More in Hauppauge, NY

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