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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-05-21
  • TN RA
    APPROVED
    Since 2013-05-21

Branch Locations

1639 Medical Center Pkwy Ste 301, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Pruett Nashville TN 04/2013 Present
Northwestern Mutual Investment Services Llc Nashville TN 04/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-20
S63 Uniform Securities Agent State Law Examination 2001-03-28
  • S66 Uniform Combined State Law Examination
    2013-05-20
  • S63 Uniform Securities Agent State Law Examination
    2001-03-28

View on SEC IAPD

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