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Frederick Nmn Paulman

Curi Capital, LLC

Chicago, IL

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-04-14
  • IL RA
    APPROVED
    Since 2005-04-14

Branch Locations

115 S. Lasalle 34Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rmb Capital Management, Llc Chicago IL 04/2005 Present
  • 04/2005 → Present
    Rmb Capital Management, Llc
    Chicago, IL
Previous Registrations
Other Businesses

PEERLESS OF AMERICA, INC./ AIR CONDITIONER & REFRIGERATION MANUFACTURE- LEARNING ACCOUNTING & MFG. WORK 2 BUSINESS DAY A MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-08
S63 Uniform Securities Agent State Law Examination 1996-08-07
  • S65 Uniform Investment Adviser Law Examination
    1996-08-08
  • S63 Uniform Securities Agent State Law Examination
    1996-08-07
Designations
Other Names
  • Fred Paulman
  • Frederick Paulman

View on SEC IAPD

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