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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-01
CA RA APPROVED 2016-06-06
WA RA APPROVED 2016-06-06
  • NJ RA
    APPROVED
    Since 2023-12-01
  • CA RA
    APPROVED
    Since 2016-06-06
  • WA RA
    APPROVED
    Since 2016-06-06

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Llc Fremont CA 06/2016 Present
Wfgia Fremont CA 04/2016 Present
Boeing Company Renton WA 08/2008 09/2016
The Heartland Institute Of Financial Greenwood Village CO 10/2018 10/2021
American Association Of University Women (Aauw) - Fremont Branch Fremont CA 07/2025 07/2025
  • 06/2016 → Present
    Fremont, CA
  • 04/2016 → Present
    Wfgia
    Fremont, CA
  • 08/2008 → 09/2016
    Boeing Company
    Renton, WA
  • 10/2018 → 10/2021
    The Heartland Institute Of Financial
    Greenwood Village, CO
  • 07/2025 → 07/2025
    American Association Of University Women (Aauw) - Fremont Branch
    Fremont, CA
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB- co-brand utilized by WFG agents (not a WFG company)- not an employee or an officer/director, no compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-02
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
Designations

View on SEC IAPD

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