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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
Branch Locations
100 Pine Street Suite 2150, San Francisco, CA 94111 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Francisco | CA | 01/2014 | 06/2021 |
| Morgan Stanley Private Bank, National Association | San Francisco | CA | 11/2015 | 06/2021 |
| Jones, Schiller & Littman, Llp | Corte Madera | CA | 06/2021 | 10/2023 |
| Sanford C. Bernstein & Co. Llc | New York | NY | 10/2023 | 12/2025 |
| Mercer Global Advisors Inc. | San Francisco | CA | 01/2026 | Present |
1. Curry Senior Center; Not investment-related; 333 Turk Street, San Francisco, CA 94102; Senior center providing social services to residents of San Francisco; Member of the Board of Directors and Finance Committee; 05/2025; 2 hours per month; 1 hour per month during securities trading hours; Board of Directors level oversight and governance, participation in Finance Committee duties. 2.10-8 LLC dba Augies Montreal Deli and dba Augies Montreal Smoke Meat; Not investment-related; 3 Highgate Court, Kensington, CA 94707; Consumer packaged good food & beverage company available to consumers via retail stores; Co-Founding Member; 10/2014; 1 hour per month; Less than 1 hour per month during securities trading hours; Consulting and meeting with partners to discuss recent updates. 3.Volunteer Youth Soccer Referee; Not investment-related; Alameda County, CA; Volunteer referee for the Jack London Youth Soccer League. Volunteer Youth Soccer Referee; 10/2023; 4 hours per month; Less than 1 hour per month during securities trading hours; Referee soccer games within the Jack London Youth Soccer League.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-15 |
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