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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-11-05 |
| TX | RA | APPROVED_RES | 2019-10-22 |
Branch Locations
One Liberty Square 13Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston Advisors, Llc | Boston | MA | 07/2007 | 10/2019 |
| Capfinancial Partners, Llc. (Captrust) | Raleigh | NC | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-05-04 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-02 |
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