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John Henry Peterson

Captrust

Boston, MA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-05
TX RA APPROVED_RES 2019-10-22
  • MA RA
    APPROVED
    Since 2019-11-05
  • TX RA
    APPROVED_RES
    Since 2019-10-22

Branch Locations

One Liberty Square 13Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Advisors, Llc Boston MA 07/2007 10/2019
Capfinancial Partners, Llc. (Captrust) Raleigh NC 10/2019 Present
  • 07/2007 → 10/2019
    Boston Advisors, Llc
    Boston, MA
  • 10/2019 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
  • 2007-08-07 → 2019-10-04
    Boston Advisors, Llc
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-04
S65 Uniform Investment Adviser Law Examination 2007-08-02
  • S63 Uniform Securities Agent State Law Examination
    2011-05-04
  • S65 Uniform Investment Adviser Law Examination
    2007-08-02
Other Names
  • John H Peterson
  • John Henry Peterson

View on SEC IAPD

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